Compliance Supervision

ATFX Global Markets (CY) Ltd. (ex. Positiva Markets (CY) Ltd) is licensed and regulated by the Cyprus Securities and Exchange Commission (CySEC) under license number 285/15.

The Commission was established in accordance with section 5 of the Cyprus Securities and Exchange Commission (Establishment and Responsibilities) Law of 2001 as a public legal entity.

ATFX Global Markets (CY) Ltd. (ex. Positiva Markets (CY) Ltd) is licensed by CySEC to offer the following Investment and Ancillary Services:

INVESTMENT SERVICES

  • Reception and Transmission of orders in relation to one or more financial instruments
  • Execution of orders on behalf of Clients
  • Portfolio Management
  • Investment Advice

ANCILLARY SERVICES

  • Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management.
  • Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction.
  • Foreign exchange services where these are connected to the provision of investment services.

FINANCIAL INSTRUMENTS

  1. Transferable securities.
  2. Money-market instruments.
  3. Units in collective investment undertakings
  4. Options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash.
  5. Options, futures, swaps, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event).
  6. Options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market or/and an MTF.
  7. Options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in paragraph 6 of Part III and not being for commercial purposes, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are cleared and settled through recognised clearing houses or are subject to regular margin calls.
  8. Derivative instruments for the transfer of credit risk.
  9. Financial contracts for differences.
  10. Options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event), as well as any other derivative contract relating to assets, rights, obligations, indices and measures not otherwise mentioned in this Part, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are traded on a regulated market or an MTF, are cleared and settled through recognised clearing houses or are subject to regular margin calls.

EU DIRECTIVES & MEMBERSHIPS

MARKET IN FINANCIAL INSTRUMENTS DIRECTIVE (MIFID)

In force since November 2007, this directive governs the provision of investment services in financial instruments by banks and investment firms and the operation of traditional stock exchanges and alternative trading venues.

INVESTOR COMPENSATION FUND (ICF)

ATFX Global Markets (CY) Ltd. (ex. Positiva Markets (CY) Ltd) is a member of the Investor Compensation Fund, a scheme which serves to protect eligible retail clients by paying compensation in the event that a company fails to reimburse funds and/ or financial instruments due to financial issues, as applicable.

FINANCIAL CONDUCT AUTHORITY (FCA)

ATFX Global Markets (CY) Ltd. (ex. Positiva Markets (CY) Ltd) is a firm that can offer certain products or services in the UK – United Kingdom FCA reference number 750501.

REGISTERED AND APPROVED IN ALL EEA COUNTRIES

ATFX Global Markets (CY) Ltd. (ex. Positiva Markets (CY) Ltd) meets the minimum standards agreed across all EEA countries and is authorised to provide financial services as per our licence.
FMAAustria
FSMABelgiumL
FSCBulgaria
FSSACroatia 
CNBCzech Republic
FSADenmark
EFSAEstonia 
FSAFinland 
ACPRFranceL
BaFinGermany
CMCGreece
MNBHungary
FMEIceland 
Central BankRepublic of Ireland 
CONSOBItaly
FKTKLatvia
FMALiechtensteinL
Central BankLithuania
CSSFLuxembourgL
MFSAMalta
AFMNetherlands
FSANorwayL
KNFPolandL
CMVMPortugal 
ASFRomania
FSRSlovakia
SMASlovenia
CNVMSpainL
FISwedenL
FINMASwitzerland